Consolidated Tape System

Results: 108



#Item
91Financial economics / Finance / 73rd United States Congress / Self-regulatory organizations / Financial system / National market system plan / Securities Exchange Act / Regulation NMS / Consolidated Tape Association / United States Securities and Exchange Commission / Financial markets / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 19, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Language: English - Date: 2013-11-20 06:19:15
92Consolidated Tape Association / Investment / New York Stock Exchange / Financial system / Market data / Securities Exchange Act / Financial markets / Financial economics / NYSE Arca

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]August 15, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Language: English - Date: 2013-08-15 19:05:51
93Economy of the United States / Investment / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / National market system plan / Consolidated Tape Association / Securities Exchange Act / Chicago Stock Exchange / Financial markets / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]October 31, 2013 Consolidated Tape Association; Order Approving the Eighteenth Substantive Amendment to the Second Restatement of the CTA

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Language: English - Date: 2013-11-01 07:29:56
94Investment / Consolidated Tape Association / New York Stock Exchange / Market data / Securities Exchange Act / National market system plan / Regulation NMS / Financial markets / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 15, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Language: English - Date: 2013-08-15 19:04:44
95Financial system / Regulation NMS / Securities Exchange Act / Consolidated Tape Association / National best bid and offer / New York Stock Exchange / Market data / National market system plan / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 30, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modif

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Language: English - Date: 2013-07-30 20:04:06
96New York City / Financial system / Economy of New York City / Financial Industry Regulatory Authority / Securities Exchange Act / Consolidated Tape Association / Chicago Stock Exchange / U.S. Securities and Exchange Commission / Securities regulation in the United States / Self-regulatory organizations / Economy of the United States / United States securities law

Agreement for the Allocation of Regulatory Responsibility of Surveillance, Investigation and Enforcement for Insider Trading pursuant to §17(d) of the Securities Exchange Act of 1934, 15 U.S.C. §78q (d), and Rule 17d-2

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Language: English - Date: 2008-10-20 15:44:17
97Investment / Regulation NMS / Securities Exchange Act / Consolidated Tape Association / National best bid and offer / New York Stock Exchange / Market data / National market system plan / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 30, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Language: English - Date: 2013-07-30 20:04:33
98United States securities law / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Finance / Consolidated Tape Association / Securities Exchange Act / NASDAQ / National market system plan / Financial markets / Self-regulatory organizations / Financial economics

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2008-11-07 12:36:35
99Computer networking / Consolidated Tape Association / Investment / Generally Accepted Accounting Principles / NASDAQ / National market system plan / Fee / Securities Industry Automation Corporation / Finance / Financial markets / Self-regulatory organizations / Financial economics

Microsoft Word - id358rgm.doc

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Language: English - Date: 2008-10-01 16:47:41
100Financial system / United States securities law / Regulation NMS / Finance / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / Consolidated Tape Association / National market system plan / United States Securities and Exchange Commission / Financial markets / Financial economics

Microsoft Word - Regulation NMS Allocation Exemptive Order _34-53828_.doc

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Language: English - Date: 2006-05-18 12:42:18
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